Examination Reports (Insurance)
The DFS examines domestic insurers and HMOs and has the authority to examine any insurer doing business in the state.
CRA Exam Ratings
The DFS examines banks for CRA performance and assigns each institution a CRA rating based on performance.
Fraud Reports, Arrests & Statistics
The DFS requires that insurers file fraud reports, we also issue statistics on fraud arrests, convictions and IFBs.
The Weekly Banking Bulletin
The Weekly Bulletin is a public notification of receipt by the Department of applications and notices.
Comment Letters
The DFS issues Comment Letters in response to requests for comment relating to rulemaking and regulatory actions.
DFS Annual Reports
Read reports required to be submitted by the DFS to the Governor and Legislature at certain intervals.
DFS Working Group Report
This report, required under Section 205 of the Financial Services Law, summarizes select issues that the DFS working group, formed to examine ways to improve the efficiency and effectiveness of banking regulation and insurance regulation, found to be the top recommendations provided from the banking, insurance and financial services industries. In addition, this report highlights DFS accomplishments to date, as well as the steps DFS has taken and will take to make regulation more efficient and effective.
Miscellaneous Reports
- Report on Municipal Cooperatives and Community Rating - December 09, 2011
- Municipal Cooperative Reserve Requirements Report - December 09, 2011
Reports & Publications Archive - Insurance
A list of reports and publications issued by the Insurance department prior to October 3, 2011.
Misc. Reports Archive - Banking
A selection of reports and publications issued by the Banking department prior to October 3, 2011.
