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2011 Developments

Recent Developments - DFS | 2011 Developments - DFS | 2011 Updates - Insurance

DescriptionDate PostedLinks
Updated! Rates for HMO Standard Individual Health Plans by County for January 201212/30/2011HMO Premium Rates
New! Working Group Report on Ways to Improve Efficiency and Effectiveness of Regulation 12/30/2011 DFS Publications
Press Release: Superintendent Lawsky Submits Report on Creation of the Department of Financial Services 12/30/2011 News Room
New! The Implementation of Legislation Permitting Approval of Certain Long Term Care Health Insurance Plans - A Report by the Superintendent of Financial Services to the Governor and the Legisature - 2011 12/30/2011 DFS Publications
Updated! Health Insurance Premiums - Prior Approval: Additional Rate Change Details - including new Decision Summaries 12/30/2011 Prior Approval

Emergency Adoption of Regulation 198 (11 NYCRR 381): Life Settlements

12/28/2011

Emergency Regulations

Proposed Regulations: 1) Proposed Fifth Amendment of Insurance Regulation 119 (11 NYCRR 151) Workers' Compensation Insurance; 2) Proposed Insurance Regulation 198 (11 NYCRR 381) Life Settlements; 3) Proposed Second Amendment to Insurance Regulation 77 (11 NYCRR 54) Variable Life Insurance; 4) Proposed Third Amendment to Insurance Regulation No. 86 (11 NYCRR Part 16) Special Risk Insurance; 5) Proposed CONSENSUS Seventh Amendment to Insurance Regulation 25, (11 NYCRR 26) Independent Adjusters.

12/28/2011

Proposed Regulations

Updated! Entities That May Currently Operate as Life Settlement Providers in New York

12/28/2011

Settlement Entities

Updated! Premium Increases for Long Term Care Insurance12/27/2011 Long Term Care

Updated! Health Insurance Premiums - Prior Approval: Approved Rate Changes

12/27/2011

Prior Approval

New! Circular Letter No. 15 (2011): Medical Loss Ratio Standards Applicable to Health Insurance Policies

12/22/2011

2011 Circular Letters

Filed Examination Reports (1 Property Report)

12/21/2011

Index

Health Reports

Life Reports

Property Reports

2011 Annual Statement and New York Supplement Filing Instructions, Checklists & Forms Download 12/20/2011Annual Statement NY Supplement
Press Release: Superintendent Lawsky Announces Elmira Savings Converts To State Charter12/19/2011News Room

New! Circular Letter No. 14 (2011): Enterprise Risk Management

12/19/2011

2011 Circular Letters

Industry Letter: "Withholding Charges to Borrowers Due to Closing of the Baum Firm"12/16/2011 Industry Letters

Updated! Health Insurance Premiums - Prior Approval: Additional Rate Change Details

12/16/2011

Prior Approval

Updated! Health Insurance Premiums - Prior Approval: Approved Rate Changes

12/15/2011

Prior Approval

Updated! Regulation 60 Contact Information Database Lookup12/14/2011Reg 60 Contacts
Updated! Agents/Brokers PreLicensing Documents12/14/2011 PreLicensing Documents

New! Filing Guidance for Universal Life Insurance with Secondary Guarantees

12/14/2011Life Insurers - Filing Guidance

New! Education Provider's Electronic Reporting System

12/13/2011Licensing Education
Press Release: Statement of Financial Services Superintendent Benjamin M. Lawsky on the Morgan Stanley -- MBIA Settlement12/13/2011News Room

For All Insurers Writing Private Passenger Auto With 3,000 or More Policies in Effect: Data Call on Misrepresentations of the Location Where Vehicles are Garaged or Driven

12/13/2011Fraud Information for Insurers

Updated! Health Insurance Premiums - Prior Approval:

  • Additional Rate Change Details
  • Approved Rate Changes
  • Requested Rate Changes
12/12/2011

Prior Approval

Updated! DMV Insurance Codes and Company Contacts

12/12/2011

DMV Index

Report on Municipal Cooperative Health Benefits Plans12/09/2011Miscellaneous Reports
Insurance Fraud, Recent Arrests (November, 2011)12/09/2011Frauds Arrests

Updated! Health Insurance Premiums - Prior Approval - Main page

12/09/2011

Prior Approval

Accident and Health Product Filing Model Language: External Appeal 1/1/2012 and After12/08/2011A&H Filing Model Language

Updated! Life Bureau Reserve Section: Industry Letters & Surveys and Valuation Year-End Forms and Instructions

12/06/2011

Life Reserve

Updated! Continuing Education Criteria12/06/2011 Education Documents

Testimony of Benjamin M. Lawsky Before the New York State Assembly Committee on Insurance, Committee on Banks, and Committee on Oversight, Analysis and Investigation (December 1, 2011)

12/06/2011

Speeches and Testimonies

Updated! Fire Tax Information for 2012: Industry Letters, FAQs & Direct Deposit Form

12/02/2011

Fire Tax

Updated! Medicare Supplement Insurance Premium Rates for December 201112/02/2011Medicare Rates
Insurance Disciplinary Actions Against Companies, Agents, Brokers & Adjusters11/30/2011Insurance Disciplinary Actions

Updated! Health Required Immunizations

11/29/2011

Health

Updated! Health Insurance Premiums - Prior Approval:

  • Requested Rate Changes
  • Rate Change Details
11/29/2011

Prior Approval

Updated! Life Products Outlines and Checklists

11/29/2011

Life Index

New! Circular Letter No. 13 (2011): Unfair Claims Settlement Practices and the National Flood Insurance Program

11/28/2011

2011 Circular Letters

New! Flood Insurance Information for Consumers11/28/2011Flood Insurance Information
Updated! IIES - Frequently Asked Questions11/22/2011IIES
Press Release: Superintendent Lawsky: Deregulation Of Insurance Sales To Large, Savvy Businesses Now In Place11/21/2011News Room

Updated! Life Products Outlines and Checklists

11/21/2011

Life Index

Updated! Health Insurance Premiums - Prior Approval: Rate Change Details

11/21/2011

Prior Approval

New! Circular Letter No. 12 (2011): Premium Rate Adjustment Notices

11/17/2011

2011 Circular Letters

Press Release: Superintendent Lawsky Announces Otsego County Chamber President Arrested For Fraud11/17/2011News Room

Property Bureau Data Call: 2011 Availability Survey, 2011 Annual Free Trade Zone Report and Special Homeowners Insurance Supplement

11/16/2011

Property Bureau Data Calls

Updated! Property Insurers:

  • Guidelines for Rate, Form, Territory, Classification and Rule Filings Submitted via Paper
  • Guidelines for Rate, Form, Territory, Classification and Rule Filings Submitted via SERFF
11/16/2011

Guidelines - Paper

Guidelines - SERFF

Updated! Healthy New York: Applications11/16/2011HNY Applications

New! Circular Letter No. 10 (2011): Implementation of Chapter 490 of the Laws of 2011 and 11 NYCRR 16 (Insurance Regulation 86) with Respect to the Addition of Class 3 to the Free Trade Zone

11/15/2011

2011 Circular Letters

New! Health Insurance Premiums - Prior Approval: Rate Applications

11/15/2011

Prior Approval

Updated! Fire Tax Information: Street Listings for Insurance Companies

11/15/2011

Fire Tax - Street Listings

Workers Compensation Loss Costs Multipliers and Expense Constants Currently in Use (Approved as of November 15, 2011)11/15/2011WC Loss Cost Multipliers

Updated! Health Insurance Premiums - Prior Approval: Approved Rate Changes

11/15/2011

Prior Approval

Retirement Systems and Pension Funds - 2011 Annual Statements Submission Information11/10/2011Annual Statements Information

Updated! Health Insurance Premiums - Prior Approval:

  • Approved Rate Changes (new layout)
  • Requested Rate Changes
11/07/2011

Prior Approval

Updated! Current List of Certified Reinsurers

11/07/2011

Certified Reinsurer Information

New! Preliminary Justifcations - Prior Approval:

  • Rate Change Details
11/07/2011

Prior Approval

Application for License/Renewal Under Article 63 of the Insurance Law and Quarterly and Annual Submission of Free Trade Zone Reports11/03/2011FTZ Application

Updated! Health Insurance Premiums - Prior Approval:

  • Additional Rate Change Details
  • Requested Rate Changes
11/02/2011

Prior Approval

Updated! Agents and Brokers: Suitability in Annuity Transactions11/01/2011Suitability

New! Healthy New York: Enrollment Restriction

11/01/2011Healthy New York
Updated! Rates for HMO Standard Individual Health Plans by County for November 201110/31/2011HMO Premium Rates
Guidance for Filing Responses to Department Request For Special Reports Pursuant to Section 308 of the New York Insurance Law Relating to Investigating Claims and Locating Beneficiaries with Respect to Death Benefits Under Life Insurance Policies, Annuity Contracts and Retained Asset Accounts (October 14, 2011)10/26/2011Section 308

New! Healthy New York: October 25, 2011 Program Guidance Memo

10/25/2011Healthy NY Guidance

Updated! Health Insurance Premiums - Prior Approval:

  • Additional Rate Change Details
  • Approved Rate Changes
  • Requested Rate Changes
10/25/2011

Prior Approval

Updated! Health Insurance Premiums - Prior Approval: Additional Rate Change Details

10/24/2011

Prior Approval

Updated! Health Insurance Premiums - Prior Approval:

  • New! Summary of Actions on Health Insurance Premium Requests First Quarter 2012
  • New! Federal Health Care Reform and Premium Rates -- Preliminary Justifications
10/21/2011Prior Approval - Main

Financial Property Company 2012 Pre-audit Questionnaire

10/20/2011

Pre-audit Questionnaire

Jugobanka and Beogradska Banka Liquidation Proceedings and Claims
(Original notice 6/22/ 2011)

10/19/2011Information and Forms
Updated! Charitable Annuity Societies: Charitable Annuity Reserve Requirements 10/18/2011Charitable Annuity Reserves
Updated! Careers with DFS10/14/2011Careers with DFS

Selected Opinions of the Office of General Counsel: 2 Opinions for September 2011

10/12/2011

OGC Opinions

Updated! Certified Reinsurer information10/12/2011Certified Reinsurer

Updated! Medicare Supplement Insurers Contact Information (Transamerica Financial Life Insurance Company's Addresses and Telephone Numbers)

10/07/2011

Contact Information

Emergency Management Data Calls: Pandemic Influenza Preparedness - 2011

10/06/2011Emergency Management Data Calls

Updated! Healthy New York rates

10/06/2011

HNY rates

Insurance Fraud Arrests for September 2011 and latest Fraud Statistics10/05/2011Insurance Fraud Information
Public Hearing on Workers' Compensation Loss Cost November 1, 2011  
Press Release: Superintendent Lawsky Announces Launch of New Department of Financial Services10/03/2011News Room

New! Department of Financial Services Web site (http://www.dfs.ny.gov/)

10/03/2011

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Updated! Hurricanes Irene and Lee Information

10/03/2011Information